Securities and Exchange Commission

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Results 1 - 20 of 35,780 in Securities and Exchange Commission

  1. Hemispherx Biopharma Agress To Sell Up To $75M Of Common StockRead the original story

    23 min ago | Benzinga

    ... controlling persons may be required to make in respect of those liabilities. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus ...

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  2. BMO Financial Group Proxy Circular Now AvailableRead the original story w/Photo

    28 min ago | Market Wire

    ... Securities Administrators' web site at www.sedar.com , on the EDGAR section of the U.S. Securities and Exchange Commission's web site at and on the Bank's website at ...

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  3. Former oil executive in Oklahoma deal sued by SEC for insider trading while with another oil companyRead the original story w/Photo

    40 min ago | NewsOK.com

    A former executive with a Houston energy firm that bought Oklahoma oil and gas assets from a Tulsa company last year has been sued again by federal regulators in an alleged insider trading scheme involving one of his earlier employers. Gary Williky, who was Petro River Oil Corp.'s executive vice president as of a July 2014 Tulsa World story, is charged with nine counts by the U.S. Securities and Exchange Commission.

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  4. Gramercy Property Trust's (GPT) CEO Gordon DuGan on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    1 hr ago | Seeking Alpha

    ... appear in the MD&A section of the company's Form 10-K and other reports filed with the Securities and Exchange Commission. Also during today's conference call, the company may discuss non-GAAP financial measures as defined by the SEC regulation G. ...

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  5. Investor promises proxy fight for control of Ciber Inc.'s boardRead the original story w/Photo

    1 hr ago | Denver Post

    Upset with the direction of Ciber Inc., Lone Star Value Management told the Greenwood Village IT consultancy it plans to nominate three new directors to the board at the upcoming shareholder meeting. Lone Star, which owns 2.7 million shares of Ciber's common stock, said that Ciber's stock is "deeply undervalued due in large part to failures of oversight by the incumbent board and poor corporate governance," according to the Feb. 27 U.S. Securities and Exchange Commission filing .

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  6. Lexicon Pharmaceuticals' (LXRX) CEO Lonnel Coats on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    Wednesday Mar 4 | Seeking Alpha

    ... of the risks and uncertainties that we face, please see the reports we have filed with Securities and Exchange Commission. I will now turn the call over to Mr. Coats. Thank you, Chas and thank you to everyone for joining us this morning. It's an ...

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  7. I'm happy to say I survived an SEC auditRead the original story w/Photo

    1 hr ago | San Diego Source

    ... and the Great Recession. Well, I'm also happy to say that I can now add to that list a Securities and Exchange Commission audit. The job of the SEC is to watch over and regulate investment advisory firms. If an investment advisory firm manages more ...

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  8. Clip Interactive raising Series B as it launches nationallyRead the original story

    1 hr ago | The Boulder County Business Report

    ... station. The funding raised was disclosed this week in a regulatory filing made with the Securities and Exchange Commission. Chief executive Michael Lawless declined to disclose the size of the Series B round since it is ongoing other than to say ...

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  9. Online sales at Staples grow 4.8% in fiscal 2014Read the original story w/Photo

    1 hr ago | Internet Retailer

    ... to shutter at least 56 more in fiscal 2015, according to its Q4 2014 filing with the Securities and Exchange Commission. Sargent cites Staples' increased online product assortment and improved pricing capabilities as changes the company has made to ...

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  10. Nasdaq Files Form 8-K Announcing Director AppointmentRead the original story

    1 hr ago | GlobeNewswire

    On March 6, 2015, Nasdaq filed a Form 8-K with the U.S. Securities & Exchange Commission announcing that Thomas A. Kloet was appointed to its board of directors effective March 3, 2015.

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  11. Etsy and BlackBerry Make News, Big Player Enters Search AdsRead the original story w/Photo

    1 hr ago | Small Business Trends

    ... public . The online marketplace site announced that it had filed IPO paperwork with the Securities and Exchange Commission to begin the process of opening its stock to the public. In the filing, Etsy says it hopes to raise $100 million in the sale ...

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  12. Fiat Chrysler paid CEO Marchionne $38 million in 2014Read the original story w/Photo

    2 hrs ago | USA Today

    ... (1.68 million euros) last year. The automaker filed its annual report with the U.S. Securities and Exchange Commission on Thursday but did not disclose the salaries of its top officers in that report. The SEC requires publicly traded companies based ...

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  13. Newly independent Portland company gets a Nasdaq-listed ownerRead the original story w/Photo

    2 hrs ago | Business Journal

    This time the newly independent firm was scooped up by New York-based 6D Global Technologies , according to filings with the Securities and Exchange Commission . In January, Storycode was purchased by its original founders from its then-owner TigerLogic.

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  14. Packaging Corp Of America Receives Average Rating of "Buy" from AnalystsRead the original story

    2 hrs ago | AmericanBankingNews.com

    Shares of Packaging Corp Of America have earned an average recommendation of "Buy" from the eleven brokerages that are covering the stock, StockRatingsNetwork reports . Four equities research analysts have rated the stock with a hold rating and seven have given a buy rating to the company.

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  15. Pay For Stanley Black & Decker Chief Rose To $38.9 Million Last YearRead the original story w/Photo

    2 hrs ago | The Hartford Courant

    The chief executive of New Britain's Stanley Black & Decker, John F. Lundgren, took home $38.9 million in 2014, up from $28.6 million the year before. In a report filed Friday with the U.S. Securities and Exchange Commission , the company attributed the increase in part to a modest increase in salary and incentive pay but mostly to long-term pay such as stock options and shares awards.

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  16. Trex Company PT Raised to $58.00 at FBR Capital MarketsRead the original story

    2 hrs ago | AmericanBankingNews.com

    The firm currently has an "outperform" rating on the stock. FBR Capital Markets' price objective points to a potential upside of 9.21% from the stock's previous close.

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  17. Congressman Hopes DOL Not - Paying Lip Service' In Fiduciary IssueRead the original story w/Photo

    2 hrs ago | Insurance News Net

    WASHINGTON Republican members of a House committee are requesting information about initiatives to revise the current standards of care in the sale of investment products Reps. John Kline, R-Minn., and Phil Roe, R-Tenn., sent a letter to the Secretary of Labor, asking for copies of communications related to the Labor Department's consultation with the Securities and Exchange Commission on redefining the current fiduciary standard.

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  18. PetSmart Stockholders Approve Acquisition by Consortium Led by BC PartnersRead the original story

    2 hrs ago | Business Wire

    ... risks are described under Item 1A, "Risk Factors," in PetSmart periodic filings with the Securities and Exchange Commission ("SEC"), including PetSmart's annual report on Form 10-K for the year ended February 2, 2014 filed on March 27, 2014 and in ...

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  19. DCP Midstream Partners Files Annual Report on Form 10-K for Fiscal Year 2014Read the original story w/Photo

    2 hrs ago | GlobeNewswire

    DENVER, March 6, 2015 -- DCP Midstream Partners, LP has filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2014 with the Securities and Exchange Commission. A copy of the annual report, which contains the Partnership's audited financial statements, is available for viewing and downloading on the Partnership's website at www.dcppartners.com .

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  20. Encore Wire Presenting at Sidoti & Companya s Institutional Investor ForumRead the original story

    3 hrs ago | Business Wire

    ... ricing and other risks detailed from time to time in the Company's reports filed with the Securities and Exchange Commission. Actual results may vary materially from those anticipated.

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