Securities and Exchange Commission
Securities and Exchange Commission Newswire

Securities and Exchange Commission Newswire

Comprehensive Real-Time News Feed for Securities and Exchange Commission.

Results 1 - 20 of 24,318 in Securities and Exchange Commission

  1. Sarah Hewitt, Partner, Schnader Harrison Segal & Lewis LLP, to Speak at KC's EventRead the original story

    57 min ago | PR.com

    ... to provide a full suite of legal services. Event Synopsis: Since December 2014, the Securities and Exchange Commission (SEC) has proposed several rules under the Securities Exchange Act of 1934 (Exchange Act) including a proposed rule requiring ...

    Comment?

  2. The Knowledge Group Has Scheduled a Live Webcast on Emerging Issues...Read the original story

    58 min ago | PR.com

    ... Tuesday, July 21, 2015 @ 3:00 pm - 5:00 pm (ET). Event Synopsis: Since December 2014, the Securities and Exchange Commission (SEC) has proposed several rules under the Securities Exchange Act of 1934 (Exchange Act) including a proposed rule ...

    Comment?

  3. Kenneth A. Schlesinger, Partner, Olshan Frome Wolosky LLP, to Speak at KC's EventRead the original story

    58 min ago | PR.com

    ... legal counsel provided by the firm's lawyers. Event Synopsis: Since December 2014, the Securities and Exchange Commission (SEC) has proposed several rules under the Securities Exchange Act of 1934 (Exchange Act) including a proposed rule requiring ...

    Comment?

  4. Julianello v. Pharmaceutical CompanyRead the original story w/Photo

    Yesterday | FindLaw

    ... 14, 2011, K-V held a conference call with investors and filed a Form 8-K with the Securities and Exchange Commission (SEC), which incorporated the information discussed in the conference call. At the beginning of the call, K-V made the following ...

    Comment?

  5. Infosys Invests in Ireland on the Back of Strategic Partnership with Allied Irish BankRead the original story

    2 hrs ago | Customer Interaction Solutions

    ... could affect our future operating results are more fully described in our United States Securities and Exchange Commission filings including our Annual Report on Form 20-F for the fiscal year ended . These filings are available at www.sec.gov . ...

    Comment?

  6. 13D FilingsRead the original story w/Photo

    2 hrs ago | Barron's

    13Ds are filed with the Securities and Exchange Commission within 10 days of an entity's attaining a greater than 5% position in any class of a company's securities. Subsequent changes in holdings or intentions must be reported in amended filings. ...

    Comment?

  7. Broadcaster Univision sees future in Wall Street IPORead the original story w/Photo

    3 hrs ago | Albany Times Union

    ... an initial public offering in the United States, according to a filing Thursday with the Securities and Exchange Commission. Univision, which is based in New York, operates television and radio networks for the Hispanic audience in the United ...

    Comment?

  8. Kyocera Announces Filing of Annual Report on Form 20-F for the Year Ended March 31, 2015Read the original story

    6 hrs ago | Freshnews

    Kyocera Corporation has filed with the Securities and Exchange Commission its annual report on Form 20-F for the year ended March 31, 2015. Kyocera's website address , from which the annual report on Form 20-F can be accessed, is Kyocera's shareholders may receive hard copies of its annual report on Form 20-F, which contains Kyocera's most recent audited consolidated financial statements, free of charge upon request.

    Comment?

  9. Gary W. Smith: More facts, less exaggerationRead the original story w/Photo

    7 hrs ago | Vallejo Times-Herald

    ... climate change authority, lest we forget the failed United Nations leadership in a Securities and Exchange Commission audit of the “2000-2004 Oil for Food Program” which caught European/U.S. companies like GE, Ingersol-Rand, York ...

    Comment?

  10. Ghana to hold risk management seminarRead the original story w/Photo

    8 hrs ago | GhanaWeb

    Mr Millison Kwadwo Narh, First Deputy Governor, Bank of Ghana would on Wednesday, July 8 open INTL FCStone Ltd, a wholly owned subsidiary of INTL FCStone Inc,'s Commodity Trading and Risk Management seminar in Accra. Attendees of the two-day seminar would include representatives from the business community including the banking sector, the cocoa industry, grain producers, mineral producers, and governmental regulatory bodies like the Bank of Ghana and Securities and Exchange Commission.

    Comment?

  11. The Evening Blues - 7-2-15Read the original story w/Photo

    8 hrs ago | Daily Kos

    ... from Sen. Elizabeth Warren (D-Mass.) and others that the White House, as well as Securities and Exchange Commission (SEC) chair Mary Jo White, have been "too soft" on Wall Street. "There may have been a couple of people who say that, but that is not ...

    Comment?

  12. Arizona entrepreneurs may get boost from crowdfunding lawRead the original story w/Photo

    8 hrs ago | The Arizona Republic

    ... passed in 2012 but for which equity crowdfunding rules haven't yet been finalized by the Securities and Exchange Commission. Another section of that act lets corporations raise funds through mini-IPOs or initial public offerings, though at greater ...

    Comment?

  13. Family Dollar-Dollar Tree merger wins FTC approval; closing expected MondayRead the original story w/Photo

    8 hrs ago | Business Journal

    ... on Monday, subject to satisfaction of remaining closing conditions, according to a U.S. Securities and Exchange Commission filing Thursday. It's been nearly a year since the Dollar Tree announced its plans to acquire Matthews-based Family Dollar ...

    Comment?

  14. SECP advises brokers to ensure functional websitesRead the original story w/Photo

    8 hrs ago | Daily Times

    ISLAMABAD: The Securities and Exchange Commission of Pakistan has advised the stock exchanges to ensure that all brokerage companies registered with the commission maintain functional websites with minimum information latest by December 31, 2015. The broker's website shall include information about the company's basic business and financial details, shareholding pattern, compliance with code of corporate governance, contact details, investor's complaints/grievances and feedback portal.

    Comment?

  15. Sources: Morris Schneider Wittstadt declaring bankruptcy, closing immediatelyRead the original story w/Photo

    9 hrs ago | Housing Wire

    ... accounts as part of that agreement. In November, Fidelity disclosed in a filing with the Securities and Exchange Commission that based on its current understanding, the amount needed to fund the escrow shortages could increase by an additional $10 ...

    Comment?

  16. AAC Holdings Acquires One of the Largest Online Publishers of Drug Treatment Content for $60 MillionRead the original story

    9 hrs ago | Business Wire

    ... of the Company's Annual Report on Form 10-K and in the Company's other filings with the Securities and Exchange Commission. As a result of these factors, we cannot assure you that the forward looking statements in this release will prove to be ...

    Comment?

  17. PennantPark Floating Rate Capital Ltd. Announces Monthly Distribution of $0.095 per ShareRead the original story w/Photo

    9 hrs ago | Market Wire

    Distributions are paid from taxable earnings and may include a return of capital and/or capital gains. The specific tax characteristics of the distributions will be reported to stockholders on Form 1099 after the end of the calendar year and in the Company's periodic report filed with the Securities and Exchange Commission.

    Comment?

  18. SEC Proposes Rules Relating to Clawbacks of Incentive-Based CompensationRead the original story w/Photo

    9 hrs ago | JD Supra

    On July 1, 2015, the Securities and Exchange Commission proposed rules that would require stock exchanges to adopt listing standards relating to the clawback of incentive-based compensation for certain executive officers where the compensation was based on financial performance for periods requiring an accounting restatement. Listed companies would be required to recover incentive-based compensation in excess of what certain executives would have been entitled to under the restated financials - essentially, any money they would not have received had the accounting been done properly.

    Comment?

  19. Franklin Resources, Inc. to Announce Third Quarter Results on July 29, 2015Read the original story w/Photo

    9 hrs ago | Market Wire

    ... and investors are encouraged to review the Company's recent filings with the U.S. Securities and Exchange Commission and to contact Investor Relations at (650) 312-4091 before the live call for any clarifications or questions related to the earnings ...

    Comment?

  20. Euroseas Ltd. Announces Rights Offering, Reverse Stock Split and Containership ChartersRead the original story w/Photo

    9 hrs ago | Market Wire

    ... the containership market." The Company has filed a registration statement with the U.S. Securities and Exchange Commission (the "SEC") with respect to the Rights Offering. Subject to review of the registration statement by the SEC, the Company ...

    Comment?