Securities and Exchange Commission
Securities and Exchange Commission Newswire

Securities and Exchange Commission Newswire

Comprehensive Real-Time News Feed for Securities and Exchange Commission.

Results 1 - 20 of 35,916 in Securities and Exchange Commission

  1. ACEDS Launches Local Membership Organizations for E-Discovery ProfessionalsRead the original story w/Photo

    6 min ago | PRWeb

    ... is held by practitioners at Am Law 200 firms, government agencies, including the U.S. Securities and Exchange Commission and U.S. Justice Department, and some of the largest corporations in the world. CEDS responds to the need to verify skill and ...

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  2. University of Phoenix is the latest college under investigationRead the original story w/Photo

    14 min ago | WFLX-TV West Palm Beach

    ... for-profit college network called ITT Educational Services was charged with fraud by the Securities and Exchange Commission in May. It said the company's chief executives misled investors and auditors with "outright misstatements" and "half-truths" ...

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  3. Exclusive: GSK faces new corruption allegations, this time in RomaniaRead the original story

    26 min ago | WNFL-AM Green Bay

    ... ania email said its contents would be passed on to the U.S. Department of Justice and the Securities and Exchange Commission (SEC), which are investigating GSK for possible breaches of the Foreign Corrupt Practices Act.

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  4. Generic drug startup raises $3.6 millionRead the original story w/Photo

    33 min ago | Business Journal

    St. Louis-based GeneriCo, which develops and markets generic pharmaceuticals, has raised $3.6 million from a group of 21 investors, according to documents filed with the U.S. Securities and Exchange Commission . The company, founded in 2013 and located in the CIC@CET, 4041 Forest Park Ave., focuses on generic drugs that have been neglected by large generics companies and are also technologically challenging for competitors.

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  5. Another Activist Enters The MagnaChip Semiconductor Corporation (MX) FrayRead the original story w/Photo

    35 min ago | Insider Monkey

    Glenn W. Welling 's Engaged Capital has disclosed a new position in MagnaChip Semiconductor Corporation , revealing a 7.3% ownership stake in the company consisting of nearly 2.52 million shares, via a 13D filing with the Securities and Exchange Commission. Yet again, this represents a new holding for Engaged Capital, as it did not disclose any ownership of MagnaChip in its most recent 13F filing.

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  6. University of Phoenix parent under FTC investigation, stock dropsRead the original story w/Photo

    45 min ago | Business Journal

    ... sale or marketing of its services to students, according to an 8-K filed with the U.S. Securities and Exchange Commission. The demand requires that the Phoenix-based education company produce documents and information of UOP's business practices ...

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  7. Mead Johnson Nutrition Settles FCPA ChargesRead the original story w/Photo

    49 min ago | CFO

    The Securities and Exchange Commission on Tuesday announced that Mead Johnson Nutrition had agreed to pay $12 million to settle charges that it paid Chinese government-owned hospital workers to recommend the company's infant formula to patients who were new or expectant mothers. Employees in the company's Chinese unit violated the U.S. Foreign Corrupt Practices Act by funding improper payments through "distributor allowance" funds paid to third-party distributors, the SEC said.

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  8. Cryoport Completes $6.8 Million Equity Capital RaiseRead the original story

    1 hr ago | Sys-Con Media

    ... A registration statement on Form S-1 relating to the Units was declared effective by the Securities and Exchange Commission on , 2015. This offering was made only by means of a prospectus. Copies of the prospectus relating to this offering may be ...

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  9. Cardiome Pharma Corp. Increases Bought Deal Financing to US$20.0 MillionRead the original story w/Photo

    1 hr ago | Market Wire

    ... Disclosure System whereby the Company shall prepare and file with the United States Securities and Exchange Commission (the "SEC") a registration statement on Form F-10 covering the registration of the Shares under the United States Securities Act ...

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  10. a University of Phoenix parent Apollo under FTC investigation, stock dropsRead the original story w/Photo

    1 hr ago | Business Journal

    ... g, sale or marketing of its services to students, according to an 8-K filed with the U.S. Securities and Exchange Commission. The university has campuses in Temple Terrace and Tampa. It recently ranked...

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  11. Claiming Tipper Received No Benefit, Defendant Invokes Newman in...Read the original story w/Photo

    1 hr ago | JD Supra

    A defendant in an insider trading case who allegedly profited from his inside knowledge recently filed a motion to dismiss in the US District Court for the District of Rhode Island to drop him from a Securities and Exchange Commission suit. The defendant tippee, Kenneth Rampino, claimed that following the recent holding in U.S. v.

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  12. Boomerang Systems, Inc. Announces Note and Warrant Exchange OfferRead the original story

    1 hr ago | Sys-Con Media

    ... of secured notes eligible to be exchanged in the Offer and have been filed with the Securities and Exchange Commission. Holders of securities eligible to be exchanged in the Offer should read those materials and the documents incorporated therein by ...

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  13. Patriot Transportation Holding, Inc. Announces Results For The Third Quarter Ended June 30, 2015Read the original story

    1 hr ago | Sys-Con Media

    ... financial measures ("adjusted") within the meaning of Regulation G promulgated by the Securities and Exchange Commission ("Regulation G") to supplement the financial results as reported in accordance with GAAP. The non-GAAP financial measures ...

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  14. RedHill Biopharma's (RDHL) CEO Dror Ben-Asher on Q2 2015 Results - Earnings Call TranscriptRead the original story w/Photo

    1 hr ago | Seeking Alpha

    ... be found in the company's Annual Report on Form 20-F and in its other filings with the Securities and Exchange Commission. Thank you, Shani, and to those of you who are on our call live, thank you for joining us. Given that we have a lot to cover ...

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  15. Strayer Education's (STRA) CEO Karl McDonnell on Q2 2015 Results - Earnings Call TranscriptRead the original story w/Photo

    1 hr ago | Seeking Alpha

    ... may be found in the company's Annual Report on Form 10-K and its other filings with the Securities and Exchange Commission. Copies of these filings and the full press release are available online and upon request from the company's Investor ...

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  16. PlasmaTech gets $8.5M infusion from lead investors including George Soros, changes nameRead the original story w/Photo

    1 hr ago | Business Journal

    ... sent the company's stock soaring after documents revealing his stake were filed with the Securities and Exchange Commission. Abeona has changed its name twice in the past six moths, as it continues to add more specialties under its umbrella. It was ...

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  17. FHLB Cincinnati Announces Second Quarter 2015 ResultsRead the original story w/Photo

    1 hr ago | GlobeNewswire

    CINCINNATI, July 29, 2015 -- The Federal Home Loan Bank of Cincinnati today released unaudited financial results for the second quarter ended June 30, 2015. The FHLB expects to file its second quarter 2015 Form 10-Q with the Securities and Exchange Commission on or about August 6, 2015.

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  18. Confidential IPO information not so secret when startup want to sell insteadRead the original story w/Photo

    1 hr ago | MarketWatch

    ... flop that can happen during a traditional public offering. The JOBS Act prohibits the Securities and Exchange Commission from releasing the names of companies that file confidentially for IPOs. But when that information is ready, some companies ...

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  19. WCI Communities' (WCIC) CEO Keith Bass on Q2 2015 Results - Earnings Call TranscriptRead the original story w/Photo

    1 hr ago | Seeking Alpha

    ... not guarantees of future performance. You should review the company's filings with the Securities and Exchange Commission for more information regarding the factors that could cause actual results to differ materially from these projections or ...

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  20. Federal Home Loan Bank Of Boston Announces Second Quarter 2015 Results And Declares DividendRead the original story

    2 hrs ago | Sys-Con Media

    The Bank expects to file its quarterly report with the Securities and Exchange Commission on Form 10-Q for the quarter ending June 30, 2015, next month. The Bank's board of directors also declared a dividend equal to an annual yield of 3.28 percent, the approximate daily average three-month LIBOR yield for the second quarter of 2015 plus 300 basis points.

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