US Securities and Exchange Commission Newswire

US Securities and Exchange Commission Newswire

Comprehensive Real-Time News Feed for US Securities and Exchange Commission.

Results 1 - 20 of 8,017 in US Securities and Exchange Commission

  1. a SEC charges two former Ariad executives with insider tradingRead the original story

    59 min ago | Business Journal

    The U.S. Securities and Exchange Commission has filed insider trading charges against two former Ariad Pharmaceuticals executives and the spouse of a third former employee.

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  2. Agile Therapeutics, Inc. Resubmits New Drug Application (NDA) For Its ...Read the original story

    19 hrs ago | BioSpace

    Agile Therapeutics, Inc., , a women's healthcare company, today announced it has resubmitted to the U.S. Food and Drug Administration the NDA for its lead product candidate, TwirlaA , an investigational low-dose combined hormonal contraceptive patch . Agile resubmitted the NDA in response to a February 2013 Complete Response Letter from the FDA, which recommended that Agile conduct a new clinical trial and provide additional information on the manufacturing process for Twirla.

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  3. Opiant Pharma Announces FDA Orange Book Listing For New NARCAN Nasal Spray PatentRead the original story

    19 hrs ago | BioSpace

    Opiant Pharmaceuticals, Inc. , a specialty pharmaceutical company developing pharmacological treatments for addictions and eating disorders, today announced that its most recently issued U.S. Patent No. 9,629,965 covering the formulation and methods of use for NARCANA Nasal Spray , is now listed in the U.S. Food and Drug Administration publication, Approved Drug Products with Therapeutic Equivalence Evaluations , commonly known as the Orange Book.

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  4. SEC wins latest round over how its judges are appointedRead the original story w/Photo

    1 hr ago | Business Insurance

    A divided federal appeals court handed the U.S. Securities and Exchange Commission a victory on Monday over how it appoints its in-house judges in a decision that could pave the way for the Supreme Court to resolve the matter. In a 5-5 split, a panel of 10 judges for the U.S. Court of Appeals for the District of Columbia Circuit effectively rejected a legal challenge by former radio talk show host Raymond Lucia, who had asked the court to review whether the SEC violated the U.S. Constitution when it appointed its administrative law judges.

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  5. 5 Best Brokers for Penny StocksRead the original story w/Photo

    1 hr ago | Insider Monkey

    Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages. We only allow registered users to use ad blockers.

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  6. Digital Social Retail, Inc. to Present at NIBA Conference in New York City on June 27thRead the original story

    2 hrs ago | Customer Interaction Solutions

    The management of Digital Social Retail will present at the National Investment Banking Association Conference at the Westin New York Grand Central in New York City on June 27th. Sylvain Bellaiche, Founder and Chief Executive Officer of Digital Social Retail, Inc., and Pierre Martin, Chief Financial Officer of Digital Social Retail, will be in attendance during the two-day conference, which takes place on June 26th-27th, and will be meeting with investors in one-on-one meetings.

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  7. Deadline Alert: Law Offices of Howard G. Smith Reminds Investors of...Read the original story

    2 hrs ago | Customer Interaction Solutions

    Deadline Alert: Law Offices of Howard G. Smith Reminds Investors of the Upcoming July 5th Deadline in the Class Action Lawsuit Against Sunrun Inc. Deadline Alert: Law Offices of Howard G. Smith Reminds Investors of the Upcoming July 5th Deadline in the Class Action Lawsuit Against Sunrun Inc. Law Offices of Howard G. Smith reminds investors of the upcoming July 5, 2017 deadline to file a lead plaintiff motion in the class action lawsuit filed on behalf of investors who purchased or otherwise acquired Sunrun Inc. securities between September 10, 2015, and May 3, 2017 , inclusive . Sunrun investors have until July 5, 2017 to file a lead plaintiff motion.

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  8. Wall Street regulators make budget pitches to CongressRead the original story w/Photo

    2 hrs ago | Reuters

    Wall Street's top two U.S. regulators will urge Congress on Tuesday to approve budgets for fiscal 2018 that are at or above their current funding levels. U.S. Securities and Exchange Commission Chairman Jay Clayton, in his first appearance before a congressional committee since his confirmation hearing in the spring, plans to push for adequate funding for the agency's enforcement and examination functions, as well as a "modest" $240 million investment in information technology.

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  9. Vivint Smart Home Integrates with Amazon Echo Show to Extend...Read the original story

    3 hrs ago | Cellular News

    Vivint Smart Home, the leading smart home services provider in North America, today announced that its comprehensive voice controlled smart home system now works with Echo Show, Amazon's new voice enabled touchscreen device. By simply asking Alexa, you can view live video feeds from indoor, outdoor and doorbell cameras, and control other Vivint smart home products, including smart locks, lights, garage doors, and smart thermostats.

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  10. Dead Madoff Sons' Estates Give Back $23 MillionRead the original story w/Photo

    3 hrs ago | News Max

    The estates of Bernard Madoff's dead sons will hand over a combined $23 million to victims of his Ponzi scheme, resolving an eight-year legal battle over the remnants of fortunes they amassed at their father's bogus securities firm, reported Bloomberg. Mark Madoff committed suicide in 2010, and his younger brother, Andrew, died of cancer four years later.

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  11. Under investigation, SeaWorld subpoenaed for executives' comments on 'Blackfish' docRead the original story w/Photo

    3 hrs ago | The San Diego Union-Tribune

    SeaWorld has been subpoenaed by two federal agencies for comments that executives and the company made in August 2014 about the impact from the "Blackfish" documentary, according to new SEC filing disclosures released late Friday. In June, the U.S. Department of Justice subpoenaed the theme-park company as part of its investigation into "disclosures and public statements" that were made about the movie's impact and trading in SeaWorld's securities, the filing said.

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  12. Opiant Pharmaceuticals, Inc. Announces FDA Orange Book Listing for New NARCAN Nasal Spray PatentRead the original story w/Photo

    7 hrs ago | GlobeNewswire

    Opiant Pharmaceuticals, Inc. , a specialty pharmaceutical company developing pharmacological treatments for addictions and eating disorders, today announced that its most recently issued U.S. Patent No. 9,629,965 covering the formulation and methods of use for NARCANA Nasal Spray , is now listed in the U.S. Food and Drug Administration publication, Approved Drug Products with Therapeutic Equivalence Evaluations , commonly known as the Orange Book.

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  13. MetaStat Closes First Round Of A $7 Million Private PlacementRead the original story

    19 hrs ago | BioSpace

    MetaStat, Inc. , a personalized medicine company developing therapeutic and diagnostic treatment solutions for cancer patients, announced today it has consummated an initial closing of a private placement of up to $7 million of its common stock. The offering resulting in gross proceeds of approximately $2.14 million before placement agents' fees and offering expenses was led by prominent institutional healthcare investor, Perceptive Advisors, LLC, along with other existing institutional and accredited investors.

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  14. UPDATE 1-Wall Street regulators make budget pitches to CongressRead the original story w/Photo

    Mar 23, 2017 | Reuters

    Wall Street's top two U.S. regulators will urge Congress on Tuesday to approve budgets for fiscal 2018 that are at or above their current funding levels.

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  15. Nomura Files Annual Report on Form 20-F ...Read the original story

    8 hrs ago | The Financial Mirror

    Nomura Holdings, Inc. filed its Annual Report on Form 20-F with the U.S. Securities and Exchange Commission on June 26, 2017. The report can be accessed via Nomura's website at: The shareholders of Nomura Holdings, Inc. may receive a printed copy of the Annual Report on Form 20-F, which contains Nomura's most recent audited consolidated financial statements, free of charge upon request via: Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries.

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  16. JinkoSolar Signs JPY4.1 Billion Syndicated Loan Agreement with Japanese Bank Consortium Led by SMBCRead the original story w/Photo

    13 hrs ago | Electric Energy Online

    JinkoSolar Holding Co., Ltd. , a global leader in the photovoltaic industry, today announced that JinkoSolar Japan K.K. , a subsidiary of the Company, has signed a JPY4.1 billion syndicated loan agreement up to two years with a bank consortium led by Sumitomo Mitsui Banking Corporation . The financing will be used to support strong shipments growth in Japan and to supplement JinkoSolar Japan's working capital.

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  17. El Paso Electric El Paso Electric Customers Set a New Peak Demand for ElectricityRead the original story w/Photo

    13 hrs ago | Electric Energy Online

    On June 22, 2017, El Paso Electric Company customers set a new peak demand of approximately 1,935 megawatts , 2.3% or 43 MW higher than the 1,892 MW peak established on July 14, 2016. This preliminary indication is still subject to final verification.

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  18. Investor Alert: Goldberg Law PC Announces the Filing of a Securities...Read the original story

    18 hrs ago | Customer Interaction Solutions

    Goldberg Law PC , a national shareholder rights litigation firm, announces the filing of a class action lawsuit against Pingtan Marine Enterprise Ltd. for violations of 10 and 20 of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's shares between August 8, 2016 and May 10, 2017, inclusive , are encouraged to contact the firm before We also encourage you to contact Michael Goldberg or Brian Schall, of Goldberg Law PC, 1999 Avenue of the Stars, Suite 1100, Los Angeles, , to discuss your rights free of charge.

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  19. View Press ReleaseRead the original story w/Photo

    19 hrs ago | Business Wire

    Investors who purchased the Company's shares between August 8, 2016 and May 10, 2017, inclusive , are encouraged to contact the firm before We also encourage you to contact Michael Goldberg or Brian Schall, of Goldberg Law PC, 1999 Avenue of the Stars, Suite 1100, Los Angeles, CA 90067, at , to discuss your rights free of charge. You can also reach us through the firm's website at http://www.goldberglawpc.com/ , or by email at [email protected] .

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  20. Kroll Bond Rating Agency Assigns BBB Senior Unsecured Debt Rating to Bridgewater Bancshares, Inc.Read the original story w/Photo

    19 hrs ago | Business Wire

    In addition, KBRA has assigned deposit and senior unsecured debt ratings of BBB+, a subordinated debt rating of BBB, and short-term deposit and debt ratings of K2 to the subsidiary bank, Bridgewater Bank. The Outlook for the long-term ratings is Stable.

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