UBS Investment Bank Newswire

UBS Investment Bank Newswire

Comprehensive Real-Time News Feed for UBS Investment Bank.

Results 1 - 20 of 189 in UBS Investment Bank

  1. VMG promotes three to VPRead the original story

    3 hrs ago | PE Hub

    ... Prior to joining VMG in 2010, Mr. Hira was an investment banker in the Mergers & Acquisitions group of UBS Investment Bank. He received his B.S. in Commerce with a dual concentration in finance and accounting from the McIntire School of Commerce at ...

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  2. Analyzing the Impact of SEC's Proposed Uniform Fiduciary StandardRead the original story w/Photo

    Friday | Law.com

    During a series of recent public addresses, U.S. Securities and Exchange Commission Chair Mary Jo White confirmed that the SEC is hard at work fashioning new regulations to establish a "uniform fiduciary standard" for all securities brokers.1 This SEC action comes in the wake of the Department of Labor's ongoing rulemaking process to broaden its own definition of those who are considered fiduciaries in relation to ERISA plans and IRA assets.2 There have been reams written in the industry regarding the benefits and costs of this looming shift to a uniform fiduciary standard for brokers and advisers, primarily focused on the burdens of compliance, the impact on investors, and the sweeping changes that may be triggered in terms of compensation structures and sale of proprietary products.3 But in criminal actions, there may also be a profound impact on the analysis of fraud claims against ... (more)

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  3. Intercontinental Exchange's earnings beatRead the original story w/Photo

    Thursday Feb 4 | MarketWatch

    Intercontinental Exchange Inc.'s fourth-quarter earnings easily topped expectations as the exchange operator saw data-service revenue jump and benefited from busier energy markets. The Atlanta-based owner of the New York Stock Exchange has recently announced a string of acquisitions, including its $5.2 billion purchase of Interactive Data Corp. and a $650 million tie-up with London-based energy-trading venue Trayport.

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  4. Ubs Ag (Ubs) Downgraded by RBC Capital to Sector PerformRead the original story w/Photo

    Thursday Feb 4 | Daily Political

    Other hedge funds have bought and sold shares of the company. Fisher Asset Management raised its stake in UBS AG by 5.2% in the fourth quarter.

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  5. UPDATE 1-Julius Baer settling U.S. tax case, ex-bankers to plead guilty-sourceRead the original story w/Photo

    Thursday Feb 4 | Reuters

    Two former Julius Baer bankers are expected to plead guilty on Thursday for helping wealthy American clients evade taxes as U.S. prosecutors unveil a $547 million settlement with the Swiss bank, a person familiar with the matter said. Daniela Casadei and Fabio Frazzetto, former client advisers at Julius Baer, are expected to plead guilty in federal court in Manhattan, the source said, two days after the Swiss citizens arrived in the United States to face the charges.

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  6. Press release distribution, EDGAR filing, XBRL, regulatory filingsRead the original story

    Wednesday Feb 3 | Business Wire

    ... campanha "NAfA3s Ligamos Costa Rica", liderada pela GSMA (associaAfA AfA o global de todo o ecossi... )--UBS Investment Bank today announced coupon payments for thirteen ETRACSExchange-traded Notes (the "ETNs"), all traded on the NYSE Arca. ...

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  7. Ubs Ag (Ubs) Downgraded to Neutral at Sarasin & PartnersRead the original story w/Photo

    Wednesday Feb 3 | Daily Political

    A number of other equities research analysts have also weighed in on the stock. Barclays lowered shares of UBS AG from an overweight rating to an equal weight rating in a report on Thursday, January 7th.

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  8. Ubs Ag (Ubs) Lowered to Sector Perform at RBC CapitalRead the original story w/Photo

    Wednesday Feb 3 | AmericanBankingNews.com

    UBS AG opened at 15.23 on Wednesday. The stock has a 50 day moving average price of $17.93 and a 200 day moving average price of $19.73.

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  9. Ubs Ag (Ubs) Downgraded by Sarasin & Partners to NeutralRead the original story w/Photo

    Tuesday Feb 2 | AmericanBankingNews.com

    Other research analysts have also recently issued reports about the stock. Vetr raised shares of UBS AG from a "hold" rating to a "buy" rating and set a $20.04 price target on the stock in a report on Tuesday, November 24th.

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  10. Aig Ceo Blames Obama Retirement Rule for Broker-Dealer ExitRead the original story

    Wednesday Jan 27 | Bloomberg

    Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world. A U.S. proposal for stricter rules on retirement-product sales helped spur American International Group Inc.'s decision to sell its broker-dealer operation, according to Chief Executive Officer Peter Hancock.

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  11. Explaining The Action In MLPLRead the original story w/Photo

    Monday Jan 25 | Seeking Alpha

    ... months after it was launched, is some kind of cosmic karma for UBS' increasingly money-grubbing ways. UBS Investment Bank today announced that all outstanding notes of [MLPL] will be mandatorily redeemed in accordance with the terms of the ...

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  12. Weekly Gain in U.S. Stocks Not Enough to Get UBS Bull RunningRead the original story

    Saturday Jan 23 | The Washington Post

    Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world. Two days were enough to make this the year's first up week for U.S. stocks.

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  13. VC-backed Elevate Credit delays IPORead the original story

    Friday Jan 22 | PE Hub

    ... Alternatively, copies of the Preliminary Prospectus related to the offering may be obtained from: UBS Investment Bank c/o Prospectus Department, 1285 Avenue of the Americas, New York, NY 10019, or by calling 1-888-827-7275; Jefferies LLC, 520 ...

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  14. VC-backed Elevate Credits delays IPORead the original story

    Friday Jan 22 | PE Hub

    ... Alternatively, copies of the Preliminary Prospectus related to the offering may be obtained from: UBS Investment Bank c/o Prospectus Department, 1285 Avenue of the Americas, New York, NY 10019, or by calling 1-888-827-7275; Jefferies LLC, 520 ...

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  15. Elevate Delays Pricing of Anticipated Initial Public OfferingRead the original story

    Thursday Jan 21 | Business Wire

    ... Alternatively, copies of the Preliminary Prospectus related to the offering may be obtained from: UBS Investment Bank c/o Prospectus Department, 1285 Avenue of the Americas, New York, NY 10019, or by calling 1-888-827-7275; Jefferies LLC, 520 ...

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  16. Press release distribution, EDGAR filing, XBRL, regulatory filingsRead the original story

    Wednesday Jan 20 | Business Wire

    UBS Announces Mandatory Redemption of ETRACS 2xMonthly Leveraged Long ETN Linked to the Alerian MLP Infrastructure Index Due July 9, 2040 )--UBS Investment Bank today announced that all outstanding notes of the 2xMonthly Leveraged Long Exchange-traded Access Securities linked to the Alerian MLP Infras... )--First Data announced today that it intends to establish a research and development center in Ireland that will house up to 300 highly skilled employees to cent... )--Heartland Financial USA, Inc. , announced that its board of directors approved a regular quarterly cash dividend of $0.10 per share on the company's com... )--As the skills gap widens and the cost of higher education inflates, the Metals Service Center Institute again promoted learning through its scholarshi... )--Qualstar Corporation , a manufacturer of data storage solutions and high efficiency power supplies, today ... (more)

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  17. From left: Rich Lords, the Chronicle's John McClain and Josh Innes at ...Read the original story w/Photo

    Wednesday Jan 20 | Houston Chronicle

    ... According to her LinkedIn profile, she's currently an associate director and A&D data manager with UBS Investment Bank. Formerly: KTBZ-FM Current whereabouts: Following her seven years with the "Rod Ryan Show," Lewis left radio. According to her ...

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  18. Climate change: more fear, less fun for global middle classRead the original story

    Friday Jan 15 | Buenos Aires Herald

    ... assets and political influence," said Paul Donovan, global economist and managing director at UBS Investment Bank. "If the effects of climate change significantly hurt the middle class, the inevitable reaction should in turn elicit a strong response ...

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  19. MGM Resorts International Appoints Real Estate and Banking Veterans to Lead MGM Growth PropertiesRead the original story

    Thursday Jan 14 | Sys-Con Media

    ... was also a founder of the firm's office. Prior to Greenhill & Co., Stewart was a managing director at UBS Investment Bank, head of its Gaming & Leisure Group and co-head of the office. Prior to UBS, he was at Morgan Stanley, most recently serving as ...

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  20. Intu Properties prices secondary offering of Equity One sharesRead the original story

    Wednesday Jan 13 | SNL Financial

    UBS Investment Bank, the offering's sole underwriter, may offer the shares for sale from time to time in one or more transactions on the NYSE, in the over-the-counter market, through negotiated transactions or otherwise.

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