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  1. Ex-Wells Fargo broker suspended for coaching client to lie about excessive commissionsRead the original story w/Photo

    Sep 6, 2018 | InvestmentNews

    Broker accepts eight-month suspension and $10,000 fine after he prepared a 'script' with false information for 72-year-old woman A former Wells Fargo Advisors Financial Network broker who coached an elderly client to respond falsely to the firm when it asked her about his excessive commission charges agreed on Wednesday to an eight-month suspension and a $10,000 fine.


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