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  1. Finra awards $1.5 million to victims of broker fraudRead the original story w/Photo

    Sep 26, 2017 | InvestmentNews

    Finra arbitrators have awarded two clients of former broker Christopher Thomas Tolmacs $1.2 million in compensatory damages and $300,000 in punitive damages based on "willful wanton misconduct, conversion of funds and securities fraud." In its award, the Financial Industry Regulatory Authority said that Mr. Tolmacs, of Portage, Mich., denied the allegations made by former clients Karen and David Gottschall and asserted various defenses.

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