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  1. SEC charges two former brokers with churningRead the original story w/Photo

    Dec 6, 2017 | InvestmentNews

    The Securities and Exchange Commission has charged two former brokers-Zachary S. Berkey of Centereach, N.Y., and Daniel T. Fischer of Greenwich, Conn.-with churning the accounts of 10 clients at Four Points Capital Partners, a New York-based independent broker-dealer where the two previously worked. According to the complaint, the brokers' clients lost a total of $573,867 while the two received approximately $106,000 and $175,000, respectively, in commissions.

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