Securities and Exchange Commission News
News on Securities and Exchange Commission continually updated from thousands of sources around the net.
56 min ago | The Charlotte Observer
Watch out for investment expenses. They will cut down your return, shrink your nest egg and may well prevent you from achieving your financial goals.
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5 hrs ago | Bakersfield.com
Dear Action Line, Through the years, I have been able to save money consistently for retirement.
9 hrs ago | The New Zealand Herald
But loose lips and betrayal will spell up to five years in a US jail and a US$250,000 fine for Australian former RBS equities analyst Trent Martin, 34, when he is sentenced in New York this week for insider trading after a high-profile investigation by the US Securities and Exchange Commission .
13 hrs ago | Customer Interaction Solutions
Tower Group International, Ltd. announced today that it received a notification letter from The Nasdaq Listing Qualification Department on March 5, 2014, stating that because the Company has not yet filed its Annual Report on Form 10-K for the period ended December 31, 2013 with the Securities and Exchange Commission , it was not in compliance with ... (more)
17 hrs ago | Wall St. Cheat Sheet
Chipotle lovers, have no fear - guacamole will still be here. That's right: We sounded the guacamole alarm , but as it turns out, according to NPR, a spokesman for the Mexican fast-food chain says there's no reason for Chipotle fans to panic.
This facility bore interest at 12%, or $1.8 million per year in cash interest payments.
LVB Acquisition Inc., the Warsaw-based orthopedic devices manufacturer's parent company, has registered with the Securities and Exchange Commission for a proposed initial public offering of common stock, Biomet officials announced today.
Coca-Cola CEO Muhtar Kent saw his pay drop 16 percent last year as the world's biggest beverage maker failed to meet its own long-term growth targets.
The U.S. Securities and Exchange Commission has launched an inquiry into whether high-speed trader Infinium Capital Management violated federal securities laws, according to a SEC letter obtained by Reuters.
The Cyprus Securities and Exchange Commission aims at regaining investors' confidence and restoring the credibility of the financial system, said the Chairwoman of the Commission Demetra Kalogirou.
Federal securities regulators have won a partial victory against two brothers accused of trading on inside information in 2009 about French pharmaceutical company Sanofi's plan to buy a Tennessee-based company.
Over the past days hedge funds have been filing their form 13-F, which is a quarterly report of equity holdings for institutional investment managers with at least $100 million in equity assets under management, as required by the United States Securities and Exchange Commission .
The head of the Securities and Exchange Commission 's examination program warned investment advisers on Thursday to be careful when putting their clients in alternative mutual funds.
Three former top executives of Dewey & LeBoeuf law firm were charged with fraud and theft for concealing from banks, investors and other lawyers the deteriorating health of the once prestigious firm before it went bankrupt in 2012.
RR Donnelley & Sons Company announced today that it plans to offer $350 million of senior notes due 2024 in an underwritten public offering.
The Company will not sell any shares in the offering and will not receive any proceeds from the offering.