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2 hrs ago | Lowell Sun
Douglas Parigian, a Lowell attorney and 10-time Lowell City Golf Tournament champion, and Eric McPhail, also a champion golfer, competed in the same tournaments across the region in the last year.
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With the outlook for passage of a uniform fiduciary duty now bleak, it's astonishing to think the prospects for strengthening investment-advice rules to better protect investors looked so bright four years ago.
No revenue, no assets, yet worth US$ billion for no apparent reason - US authorities pull the plug on penny-stock social-networking company Financial regulators in the US suspended trading in a social-networking company with no assets, no revenues and one employee, whose value on the stock market soared to US$6 billion in a matter of weeks.
Act: In passing the STOCK Act, Congress ensured that insider trading laws applied to its members and staff.
Mainland internet retailer has met little resistance in Washington despite warnings from federal commission of 'major risks' posed to investors Contributing to Alibaba's IPO momentum is a frothy market coupled with great investor interest in Chinese internet firms.
The sprawling Kings Canyon Unified School District on Tuesday settled federal charges that it had misled investors during a 2010 bond offering.
TRI Pointe Homes major shareholder Carlson Capital L. P purchased 827,549 shares of TRI Pointe Homes stock on the open market in a transaction that occurred on Monday, June 30th.
Lions Gate Entertainment Corp, the studio behind the "Hunger Games" movies, was hit with a shareholder lawsuit on Friday that alleges it fraudulently concealed a U.S. regulatory probe into whether it deceived shareholders as it fought off a hostile takeover by billionaire Carl Icahn.
The Securities and Exchange Commission has charged five people, including a Huntington Station resident, with seeking to manipulate the stock of Amogear, a company controlled by the FBI.
A group of golfing buddies were charged by the Securities and Exchange Commission in an alleged insider trading scheme that netted them more that $554,000 in illicit profits, the agency said in a release .
C1 Financial filed papers with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock on Friday.
Now, the SEC has suspended trading in CYNK until July 24, "because of concerns regarding the accuracy and adequacy of information in the marketplace and potentially manipulative transactions in CYNK's common stock."
Spectrum Equity has officially closed its Fund VII on the hard cap of $1 billion, crushing the original $800 million target, the firm announced Thursday.
Regeneron Pharmaceuticals major shareholder Sanofi acquired 348,000 shares of Regeneron Pharmaceuticals stock in a transaction dated Wednesday, July 9th.
In the next five years, there will be plenty of buyers for financial advisor practices.
Wandering into an American Eagle Outfitters store, a customer is more likely to wonder if a denim jacket will look good with a purple V-neck T-shirt than whether that jacket's metal buttons contributed to the war chests of armed groups in the Democratic Republic of Congo.
Updated: Sun Jul 13, 2014 05:40 am
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