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Corporate / Securities Law

Jul 10, 2009 | Posted by: roboblogger

Ameriprise paying $17.3M to settle SEC case

Full story: IBJ.COM

Ameriprise Financial Services Inc. on Friday agreed to pay more than $17 million to settle federal regulators' charges that it failed to disclose nearly $31 million received for selling certain investments to its brokerage customers.

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Daily Horoscope for December 15

Cancer

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