Corporate / Securities Law News
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3 hrs ago | Business Journal
Crocs Inc. will attempt to increase its profit margin by 4.5 percentage points using tactics that are part of a major restructuring announced Monday , just ahead of a quarterly earnings filing that revealed a steep decline in net income.
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5 hrs ago | Business Journal
As part of its merger with Reliant Bank of Brentwood, Commerce Union Bank intends to issue around $41.6 million in common stock to fund part of the all-stock transaction, according to a recent filing with the Securities and Exchange Commission.
6 hrs ago | JD Supra
On July 15, 2014, Delaware Governor Jack Markell signed Delaware House Bill No. 329, which makes a number of noteworthy changes to the Delaware General Corporation Law.
8 hrs ago | Reuters
A New York-based investor relations executive on Tuesday agreed to settle civil charges that he illegally traded with inside information obtained while preparing press releases for company clients, U.S. regulators said.
8 hrs ago | University of Florida News
Flannery will take leave from his scholarly commitments at Warrington to fulfill his duties at the SEC starting Sept.
13 hrs ago | Hispanic Business
The shares of common stock and warrants were issued without registration under the Securities Act of 1933 in reliance upon the exemption provided in Section 4 and Rule 506 thereunder.
Commissioner Scott O'Malia said on Monday he intends to leave the U.S. Commodity Futures Trading Commission, creating a vacancy just a short while after Chairman Tim Massad took over at the derivatives regulator.
It's hard not to get cynical observing the characters who inhabit the District of Columbia.
The Securities and Exchange Commission will let foreign companies launch initial public offerings and simultaneous dual listings locally as part of an effort to make the Thai bourse a hub for the Greater Mekong Subregion.
In his Oklahoma Senate campaign, Republican Rep. James Lankford said he doesn't hear from voters about raising investment advice standards for brokers.
In this role, Butler will lead the strategic growth of the Company's engineering, environmental and infrastructure services within the power and utility market sectors, developing innovative strategies to maximize new business opportunities and supporting the delivery of creative solutions to client challenges.
What: The Securities and Exchange Commission has a long-term goal of modernizing its online public company filing system called EDGAR .
Large speculators trimmed their net length in gold but added to their net-long position in silver, according to the most recent weekly report on positioning of market participants from the Commodity Futures Trading Commission.
In the most bitter corporate takeover battle of the year that has been going on for months, Allergan has called Valeant Pharmaceuticals' business model unsustainable and compared Valeant to Tyco, the acquisition-driven company that crumbled amid an accounting scandal.
Wonkbook's Number of the Day: 52 percent. That's the percentage of rulemaking requirements that have been met so far under the Dodd-Frank financial reform law, four years after it was enacted.
J. Christopher Giancarlo, 55, of Haworth recently moved to Washington, D.C., to take his seat on the five-member Commodity Futures Trading Commission, one of two Republicans on the regulatory panel.
The sweeping financial reform package, signed into law by President Obama four years ago on Monday, has come under renewed attack as congressional Republicans try to pull funding for enforcement and regulators struggle to implement it.
Updated: Tue Jul 22, 2014 03:33 pm
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