Corporate / Securities Law News
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3 hrs ago | Silicon Alley Insider
A group of golfing buddies were charged by the Securities and Exchange Commission in an alleged insider trading scheme that netted them more that $554,000 in illicit profits, the agency said in a release .
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5 hrs ago | USA Today
Every once in a while, something really boring becomes really interesting. Vinyl flooring? So dull! At least, until it gives way and flips you into the basement.
8 hrs ago | Silicon Alley Insider
Now, the SEC has suspended trading in CYNK until July 24, "because of concerns regarding the accuracy and adequacy of information in the marketplace and potentially manipulative transactions in CYNK's common stock."
The Offering closed on . Pursuant to the terms of the Securities Purchase Agreement, the Company is potentially required to issue additional shares of Common Stock at a specified time to the Buyers in the event that the price per share of Common Stock in the Offering is greater than the price per share of the Common Stock, calculated as 90% of the ... (more)
Computer systems at the Office of Personnel Management were attacked by hackers in China who were apparently seeking information on security clearance applicants, the New York Times reports .
In the next five years, there will be plenty of buyers for financial advisor practices.
Memorial Production Partners LP announced today that it has priced its public offering of 8,600,000 common units representing limited partner interests in MEMP for total gross proceeds of approximately $193.5 million.
The U.S. election season is under way, which means opportunities are mounting for public retirement plan advisers to do the wrong thing.
SoTHERLY Hotels Inc. announced today that it has filed a prospectus supplement with the Securities and Exchange Commission and entered into a Sales Agency Agreement with its operating partnership, Sotherly Hotels LP , and Sandler O'Neill & Partners, L.P., as the sales agent, under which it may, from time to time, sell up to $23.4 million of its ... (more)
Minerva Neurosciences major shareholder Care Capital Iii Llc bought 737,500 shares of Minerva Neurosciences stock in a transaction dated Monday, July 7th.
While tight budgets are constraining regulatory spending at many federal agencies, those that garner funding from industry fees are using these revenue streams to fund substantial increases in regulatory programs and staffing, according to an annual report that examines the U.S. budget.
The final closing of the oversubscribed Offering follows Naked's announcement in early June of a new senior management team headed by Carole Hochman as CEO & Chief Creative Officer, Michael Flanagan as COO/CFO, and Carlos Serra as the VP of Sales and Merchandising.
The Trinidad-based Republic Bank has expressed its commitment to reviewing what it describes "any attractive opportunity that meets its criteria" in its quest to own majority stake in a bank in Ghana.
Six years since the financial industry had to be resuscitated by the federal government, the American economy still remains at risk from another catastrophic episode of over-speculation and bailouts.
It seems like a simple question. With only 15 percent of Americans trusting the stock market and a declining percentage who invest in it, what can market bosses do to restore the people's faith? That's what Sen. Elizabeth Warren wanted to know in a Senate Banking Committee hearing on Tuesday.
Without admitting or denying the Securities and Exchange Commission's allegations, officials with the district located southeast of Fresno, Calif., agreed to adopt new training and written policies, among other changes.
Updated: Fri Jul 11, 2014 12:08 pm
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