Review: Dreamertopia LLC
Soapboxmom

Plano, TX

#1 Feb 21, 2014
Donald Kernan LLC f/k/a DreamerTopia LLC, DreamerTopia Capital Management LLC, DreamerTopia Investments LP, DreamerTopia Corp, and Donald Alan Kernan Jr.- File No. S-228123(EX) Cease and Desist Orders were issued as all respondents directly or indirectly offered and sold unregistered securities in Wisconsin in violation of Wis. Stat. 551.201. Donald Alan Kernan Jr., Donald Kernan LLC, DreamerTopia Corp. and DreamerTopia Capital Management, LLC violated Wis. Stat. 551.401 by transacting business as an unregistered broker-dealer and unregistered investment advisers in Wisconsin. Donald Alan Kernan Jr., Donald Kernan LLC, DreamerTopia Corp. and DreamerTopia Capital Management LLC violated Wis. Stat. 551.501(2) by making misrepresentations and omissions.

Orders were issued on December 27, 2013

Donald Kernan LLC f/k/a DreamerTopia LLC, DreamerTopia Capital Management LLC, DreamerTopia Investments LP, DreamerTopia Corp, and Donald Alan Kernan Jr., Petition (PDF: 849 KB/ 4 pages)
Donald Kernan LLC, order (PDF: 307 KB/ 2 pages)
Donald Alan Kernan Jr, order (PDF: 299 KB/ 2 pages)
Dreamertopia Capital Management LLC, order (PDF: 215 KB/ 1 page)
Dreamertopia Corp, order (PDF: 207 KB/ 1 page)
Dreamertopia Investments LP, order (PDF: 212 KB/ 1 page)

Soapboxmom

Plano, TX

#2 May 1, 2014

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