SEC charges ex-brokers with subprime ...

SEC charges ex-brokers with subprime securities misrepresentation

There are 2 comments on the Jurist story from Sep 4, 2008, titled SEC charges ex-brokers with subprime securities misrepresentation. In it, Jurist reports that:

The SEC complaint, filed Wednesday in the US District Court for the Southern District of New York [official website], accuses Tzolov and Butler of increasing their commissions by selling auction-rate securities ...

Join the discussion below, or Read more at Jurist.

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