US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
3 hrs ago | Bangor Daily News
Hyperlite Mountain Gear, a outdoor gear manufacturer based in Biddeford's Pepperell Mill Campus, has raised just more than $900,000 in equity financing and a bank loan to support new investment in marketing, product development and staff, according to the Maine Venture Fund .
3 hrs ago | Insider Monkey
In its latest 13F filing with the U.S. Securities and Exchange Commission, Bridger Management , run by Roberto Mignone , disclosed its holdings as held at the end of the second quarter of 2014.
7 hrs ago | JD Supra
A federal court of appeals has been asked to clarify the scope of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010's whistleblower protections.
9 hrs ago | PaintSquare
Axalta Coating Systems Ltd. has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common shares.
Purchases of common shares for cancellation will be made subject to CIBC's ongoing capital requirements.
A former broker for a unit of LPL Financial LLC accused of diverting clients' funds for his personal expenses has been ordered by a federal judge to pay more than $1.9 million in civil sanctions.
Orbimed Advisors , led by Samuel Isaly , recently published its 13F filing with the U.S. Securities and Exchange Commission.
In a new filing with the U.S. Securities and Exchange Commission, Pershing Square , managed by Bill Ackman , has disclosed its and Valeant Pharmaceuticals Intl Inc response to a recent announcement by Allergan Inc. regarding special meeting of stockholders and its court request to block Valeant Pharmaceuticals Intl Inc and Pershing Square from ... (more)
Northstar Healthcare has filed a Form 10 Registration Statement with the U.S. Securities and Exchange Commission.
Marrone Bio Innovations formally filed its registration with the U.S. Securities and Exchange Commission for a stock sale that could net the company $35 million.
Credit-rating firms, whose lapses played a central role in the 2008 financial crisis, face broader restrictions on conflicts of interest under rules adopted by the U.S. Securities and Exchange Commission.
Crosslink Capital , managed by Seymour Sy Kaufman and Michael Stark , continues to reduce its exposure to Pandora Media Inc. .
In the aftermath of a testy proxy battle this summer for control at Solera National Bancorp - one that included the resignation of its board of directors and the subsequent firing of its CEO - the entire mortgage-lending division quit, according to a federal filing.
Bazaarvoice Inc. executive bonuses took a hit after the Austin-based company posted losses for fiscal 2014, which ended in April.
Bloomberg LP CEO Daniel Doctoroff, who advocated for standardized sustainability reporting for public companies.
Alibaba's profit jumped in the first quarter as advertisers boosted spending on the Tmall and Taobao Chinese e-commerce platforms ahead of its initial public offering.
NeuroSigma, Inc., a Los Angeles-based life sciences company established to develop bioelectronic technologies, today announced that it has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission relating to a proposed initial public offering of its common stock.
Updated: Fri Aug 29, 2014 10:40 am
Copyright © 2014 Topix LLC