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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

4 hrs ago | ABC News

Weibo Shares Jump in Market Debut

Weibo provides a Twitter-like service that allows users to post up to 140 Chinese characters to share with others.

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Related Topix: Financial Services

4 hrs ago | Boston.com

Feds Raid Mass. office of TelexFREE in $1 Billion Ponzi Scheme Probe

In this Tuesday, April 15, 2014 photo, Homeland Security Investigators raid telecommunications and marketing firm TelexFree in Marlborough, Mass.

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Related Topix: Marketing, Marlborough, MA, Financial Services

7 hrs ago | Sys-Con Media

Leju Announces Pricing of Initial Public Offering

The underwriters have been granted a 30-day over-allotment option to purchase up to an additional 1,500,000 ADSs from Leju.

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Related Topix: 10,000,000, EightyEight Games LTD, Video Games, Corporate / Securities Law, Law, Securities and Exchange Commission, Science / Technology, Internet, Search Engines, Media, Computers, Sina, Financial Services

11 hrs ago | Law.com

Experts Seek the Right Regulatory Box for Bitcoin

Following a series of multimillion-dollar thefts and losses, federal regulators want to step up their oversight of virtual currency bitcoin.

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Related Topix: Economics News, Bitcoin, Computer Security, Science / Technology, Financial Services

Wed Apr 16, 2014

Caribbean News Now!

Wall Street executives arrested in Venezuela bribery scheme

The chief executive officer and a managing partner of a New York-based US broker-dealer were arrested on Monday on felony charges arising from a conspiracy to pay bribes to a senior official in Venezuela's state economic development bank.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Customer Interaction Solutions

Zoosk Files Registration Statement for Proposed Initial Public Offering

The number of shares to be offered and the price range for the proposed offering have not yet been determined.

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Related Topix: Online Dating, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Oppenheimer Holdings, Investment Services

Reuters

Online dating website Zoosk files for IPO of up to $100 million

Online dating website Zoosk Inc filed with U.S. regulators on Wednesday to raise up to $100 million in an initial public offering of common stock.

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Related Topix: Zoosk, Online Dating, Financial Services, Venture Capital, Emerging Technology

Los Angeles Times

Hard Rock Hotel Palm Springs seeks $1.5 million in crowdfunding

If you're on your way to or from the sun-baked Coachella Valley Music and Arts Festival this weekend and get the urge to become a hotel owner, you may be in luck -- as long as you have at least $10,000 to spend.

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Related Topix: Financial Services, Entertainment

Boston.com

W. Roxbury man imprisoned for Ponzi scheme faces new charges of spending lavishly despite court-orde

Steven Palladino plead guilty to running a Ponzi scheme in Suffolk Superior Court on Jan. 21, 2014.

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Related Topix: West-Roxbury, MA, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

JD Supra

The SEC's Whistleblower Program: 2013 Results and What to Expect in 2014

Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act in July 2010 as part of a massive overhaul of the nation's financial regulatory system.

1 comment

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Sys-Con Media

Rapid Fire Marketing Files 10K with U.S. Securities and Exchange Commission

Our goal was to not just become a fully reporting company and get an OTCQB or BB listing, but to grow the business of the Company and move to a senior exchange."

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Related Topix: Corporate / Securities Law, Law, Financial Services, Securities and Exchange Commission, Marijuana

Business Journal

Goodman Networks planning $100M IPO

Plano-based telecom services provider Goodman Networks Inc. has filed documents with the U.S. Securities and Exchange Commission to raise up to $100 million in an IPO.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law, Banking, Bank of America

Business Journal

Austin CEO, 85, out of hospital and back at helm of his company

Riley, 85, had relinquished control to Rick Riley , 60, the company's vice chairman and president, according to a March 12 filing with the U.S. Securities and Exchange Commission .

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Related Topix: Financial Services, Insurance, Citizens

Tue Apr 15, 2014

Petaluma360

TriVascular prices IPO, stock to begin trading Wednesday

Santa Rosa's TriVascular Technologies priced its initial public offering Tuesday at $12 a share, below its target of $13 to $15 a share.

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Related Topix: Financial Services

CRN

PCM Sales President Resigns Amid Investor Unrest

PCM Sales President Joe Hayek, a six-year veteran of the $1.42 billion national solution provider that is facing a possible hostile takeover, has left the company and is not going to be replaced in the "immediate return," according to a U.S. Securities and Exchange Commission regulatory filing.

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Related Topix: Corporate / Securities Law, Law, Securities and Exchange Commission, Financial Services, Industrial Machines, Steel, Mining, Worthington Inds, PC Mall, Retail, Computers

Black Enterprise

Fake Credit Unions Steal Millions from Consumers

The U.S. Securities and Exchange Commission has charged an Indianapolis man with fraud for conducting an Internet offering that cost investors millions of dollars who invested funds in a fictitious credit union.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Pop/Rock, Fake?, Financial Services

Business Journal

Tech Data's troubles reflected in executive pay

Bob Dutkowsky , CEO of Tech Data Corp., took a 58 percent cut in his pay package, as the company worked to recover from a financial restatement and probe of its accounting practices.

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Related Topix: Tech Data, Computers, Financial Services

Dallas Morning News

Comment(s) {0}

Energy Future Holdings is the result of the $45 billion buyout of the former TXU Corp. in 2007 by private equity firms KKR & Co., TPG and Goldman Sachs Capital Partners.

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Related Topix: Economics News, Bankruptcy, Financial Services

Resource Investing News

Many Companies Unlikely to Meet SEC Conflict Minerals Deadline: PwC

Just weeks remain before companies registered with the US Securities and Exchange Commission must disclose whether they are receiving tantalum, tungsten , tin and gold from the Democratic Republic of the Congo , and, if so, whether they are getting those minerals from conflict-free sources.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, World News, Congo, Africa

ABS-CBN News

China's version of Twitter set for Wall Street debut

Sina Weibo, widely known as China's version of Twitter, is set to go public in the United States this week -- after three weeks of sell-offs took their toll on technology stocks.

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Related Topix: Financial Markets, Financial Services

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